FINRA
The Financial Industry Regulatory Authority. FINRA is a nonprofit government agency that oversees brokers to help ensure that they are operating fairly.
The Financial Industry Regulatory Authority. FINRA is a nonprofit government agency that oversees brokers to help ensure that they are operating fairly.
CFP® certification is a voluntary certification granted in the United States by Certified Financial Planner Board of Standards, Inc. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Individuals who become certified are required to complete continuing education.